Regulatory Alerts2025-02-21
Investor Charter for Stock Brokers
The Securities and Exchange Board of India has issued a circular updating the Investor Charter for Stock Brokers to enhance financial consumer protection and literacy. Stock Exchanges are directed to ensure brokers disclose the charter to clients and publish monthly grievance redressal data on their websites. The document rescinds previous circulars and mandates transparency through specific timelines for services and a structured online dispute resolution mechanism.
Share