2009-01-01

Circular No. 47 of 2009 on Employee Trading Controls in Securities and Portfolio Management Firms

The Financial Regulatory Authority issued Circular No. 47 of 2009 to activate regulatory controls governing employee dealings within securities brokerage and portfolio management firms. The directive mandates standardized compliance procedures, including trade reporting and conflict-of-interest safeguards, for all staff members. These measures standardize internal trading practices to enhance market transparency and operational discipline across licensed financial entities.

Egypt

Financial Regulatory Authority Egypt

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Home Uncategorized كتاب رقم 47 لعام 2009

كتاب رقم 47 لعام 2009

بشأن تفعيل ضوابط تعامل العاملين فى شركات السمسرة فى الاوراق الماليةوشركات تكوين وادارة المحافظ

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