Regulatory Alerts2012-01-01
Guidance Notes on Dismissed Employees 2012
The Securities and Exchange Commission of Ghana directs licensed market operators to immediately notify the regulator when an employee is dismissed or separated due to allegations of market malpractices, including fund misappropriation and fraud. This mandatory reporting requirement ensures that individuals with questionable character are promptly identified and prevented from continuing to operate within the capital market. Market operators must comply with this directive effective July 11, 2012 to maintain orderly and fair securities dealings.
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