Regulatory Alerts2022-11-07
DFSA Consultation Paper No. 145 – Regulatory Requirements for Lower Risk Firms
The Dubai Financial Services Authority (DFSA) has released Consultation Paper No. 145 to establish updated regulatory requirements for lower risk firms operating within its jurisdiction. The proposed framework outlines specific compliance obligations and risk-based regulatory treatments tailored to these entities. Stakeholders are invited to submit written comments by 6 January 2023 via the DFSA website.
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07 Nov 2022, 11:57 am
Notice of Consultation Paper Release
TAKE NOTICE THAT:
The DFSA has released the following for consultation:
Consultation Paper No. 145 – Regulatory Requirements for Lower Risk Firms
The deadline for providing comments on this Consultation Paper is 6 January 2023 .
These papers can be viewed on the DFSA website or by clicking on the above links.
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