Regulatory Alerts2025-05-08
Regulated Investment Exchange Operator Rules 2024
The Guernsey Financial Services Commission has issued the 2024 Regulated Investment Exchange Operator Rules to replace the 1998 notification framework and establish comprehensive regulatory standards for licensed investment exchange operators. The rules mandate strict corporate governance, dedicated compliance functions, robust risk management, and transparent market operations to ensure orderly trading and investor protection. Licensees must also adhere to detailed prudential capital and liquidity requirements, maintain rigorous client money safeguards, and fulfill ongoing reporting and notification obligations to the Commission.
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