Regulatory Alerts2005-01-01
Decision No. 030 of 2005 on the Professional Code of Ethics for Securities Companies and Employees
The Financial Regulatory Authority issued Decision No. 030 of 2005 to formally adopt a Professional Code of Ethics for securities companies, affiliated entities, and their employees. This directive establishes binding ethical standards governing professional conduct, conflict resolution, and regulatory compliance across the securities market. Licensed participants must integrate these guidelines into their internal governance structures and ensure continuous staff adherence through standardized reporting mechanisms.
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