Regulatory Alerts2025-11-06
Resolution SMV No. 017-2025-SMV/01
The Superintendence of the National Market of Securities (SMV) issued Resolution No. 017-2025-SMV/01 to authorize the public dissemination of draft amendments to four key financial regulations. These regulations govern Intermediary Agents, Mutual Investment Funds, Investment Funds, and Asset Securitization Processes. The resolution was published in El Peruano on November 10, 2025, alongside supporting documents such as the statement of reasons and comment matrices.
Resolution SMV No. 017-2025-SMV/01 November 6, 2025
Authorization is granted for the dissemination of the Draft Resolution modifying the Regulation of Intermediary Agents, approved by Resolution SMV No. 034-2015-SMV/01; the Regulation of Mutual Investment Funds in Securities and their Administrating Companies, approved by Resolution CONASEV No. 068-2010-EF/94.01.1; the Regulation of Investment Funds and their Administrating Companies, approved by Resolution SMV No. 029-2014-SMV/01; and the Regulation of Asset Securitization Processes, approved by Resolution CONASEV No. 01-97-EF/94.10. (Published in El Peruano on 10-11-2025)
Resolution SMV No. 017-2025-SMV/01 PDF 880.8 KB Download
Draft Resolution PDF 1.3 MB Download
Statement of Reasons PDF 615.5 KB Download
MATRIX OF COMMENTS RECEIVED ON THE DRAFT RESOLUTION MODIFYING THE REGULATION OF INVESTMENT FUNDS AND THEIR ADMINISTRATING COMPANIES PDF 1.3 MB Download
MATRIX OF COMMENTS RECEIVED ON THE DRAFT RESOLUTION MODIFYING THE REGULATION OF INTERMEDIARY AGENTS PDF 950.1 KB Download
MATRIX OF COMMENTS RECEIVED ON THE DRAFT RESOLUTION MODIFYING THE REGULATION OF MUTUAL INVESTMENT FUNDS IN SECURITIES AND THEIR ADMINISTRATING COMPANIES PDF 874.9 KB Download
MATRIX OF COMMENTS RECEIVED ON THE DRAFT RESOLUTION MODIFYING THE REGULATION OF ASSET SECURITIZATION PROCESSES PDF 841.4 KB Download