Regulatory Alerts2019-06-07
CP19/19: Quarterly Consultation Paper No 24
The Financial Conduct Authority proposes modifications to fees and levies for Gibraltar-based firms for 2019/20 to ensure they pay current rates rather than frozen 2018/19 levels in the event of a hard Brexit. The regulator also introduces new notification procedures and amended forms for changes to the management body of solo-regulated firms to maintain compliance with MiFID and CRD requirements following the extension of the Senior Managers and Certification Regime. Additionally, the document seeks comments on amendments to the Statement of Responsibilities form and updates to the application form for waivers or modifications of rules.
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