Regulatory Alerts2020-10-07
FSCA Draft Conduct Standard on Advertising, Marketing and Information Disclosure for Collective Investment Schemes
The Financial Sector Conduct Authority (FSCA) issued a draft Conduct Standard mandating specific advertising, marketing, and information disclosure requirements for Collective Investment Scheme managers and authorized agents. The regulation ensures fair investor treatment by requiring clear, predefined minimum disclosures prior to contract execution and on an ongoing basis. CIS managers must adhere to strict record-keeping and documentation lodgement rules, with the complete draft standard and supporting comment templates now available for public review on the FSCA website.
Share