Regulatory Alerts2019-12-11
Capital Markets and Securities (Registers of Interests in Securities) Regulations
The Capital Markets and Securities Authority mandates licensed dealers, investment advisers, representatives, and financial journalists to maintain prescribed registers of their securities interests. These entities must record acquisition or disposal details in the designated schedule forms within twenty-four hours of each transaction. The regulations establish distinct disclosure templates for dealers and representatives, investment professionals, and financial journalists to ensure transparent market tracking.
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