Regulatory Alerts2021-03-29
ESMA Guidelines on reporting under Articles 4 and 12 SFTR
The European Securities and Markets Authority issues these guidelines to clarify the implementation of securities financing transaction reporting obligations under Articles 4 and 12 of the SFTR. The document provides detailed technical instructions for counterparties and trade repositories on determining reportable transactions, allocating reporting responsibilities, and populating specific data fields for various SFT types. It further establishes operational standards for timely reporting, validation feedback mechanisms, and data access procedures to ensure regulatory compliance and financial stability.
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