Regulatory AlertsCP13/6: Capital requirements for investment firms
The FCA proposes changes to the FCA Handbook to transpose CRD IV provisions for approximately 2,400 investment firms prudentially regulated by the FCA. These proposals apply to firms subject to the Capital Requirements Directive, including those benefiting from exemptions for commodities derivatives or those executing orders without holding client assets. The FCA aims to publish final rules by January 2014 following the consultation period ending on 30 September 2013.
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