FSCA Communication 17 of 2023

1 FSCA COMMUNICATION 17 OF 2023 (FAIS) Access to recordings of workshops held for Financial Services Providers

1. PURPOSE The purpose of this Communication is to inform registered Financial Services Providers (FSPs) that recordings of new webinars hosted by the Financial Sector Conduct Authority (FSCA) are available on the FSCA YouTube channel and to provide additional detail in this regard.
2. BACKGROUND 2.1. The FSCA hosted four webinars for FSPs during June 2023. 2.2. Recordings of all four webinars are now available for viewing on the FSCA YouTube channel through the links provided below. 2.3. The webinars are accredited for Continuous Professional Development (CPD) purposes with the Financial Planning Institute. 2.4. Attendees who wish to obtain the accredited CPD recognition will be required to complete an assessment. The links to the assessments are available below.
3. DETAILS OF THE WORKSHOPS 3.1. WEBINAR 1 Topic: Competence Part 1

Contents: • Experience and qualification requirements for representatives • Board Notice 194 of 2017: 15 December 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment.

2 3.2. WEBINAR 2: Topic: Competence Part 2 Contents: • Regulatory Examinations • Class of Business Training • Product Specific Training • Board Notice 194 of 2017: 15 December 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment. 3.3 WEBINAR 3: Topic: Competence Part 3 Contents: • Services under Supervision • Board Notice 194 of 2017: 15 December 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment. 3.4 WEBINAR 4: Topic: Competence Part 4 Contents: • Continuous Professional Development • Board Notice 194 of 2017: 15 December 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment.

3 4. ENQUIRIES 4.1. For more information about this Communication and the above webinars, please contact: • Ms Charene Nortier: Charene.Nortier@fsca.co.za • Ms Mpho Mashashane-Masango: Mpho.Mashashane-masango@fsca.co.za • Ms. Dimakatso Zililo: Dimakatso.Zililo@fsca.co.za • Mr Xolani Mkumla: Xolani.Mkumla@fsca.co.za • Mr Vuyile Mnukwa Vuyile.Mnukwa@fsca.co.za 4.2 For any problems accessing the recordings or printing of CPD certificates, please contact Mr Akashen Rampersadh at Akashen.Rampersadh@fsca.co.za. 4.3 This Communication is available on the FSCA’s website (www.fsca.co.za) at the following path: Home > Regulatory Frameworks > Industry Communication > FAIS > FSCA Communication. FARZANA BADAT DEPUTY COMMISSIONER FINANCIAL SECTOR CONDUCT AUTHORITY Date of publication: 29 June 2023