Regulatory Alerts2020-04-30
Circular 03-2020 Extension of Deadline for Submission of Risk Management Self-Assessment Questionnaire for Securities Houses, Investment Administrators, and Pension and Severance Fund Administrators
The Superintendence of the Securities Market of Panama extends the deadline for the submission of the Risk Management Self-Assessment Questionnaire by thirty calendar days, setting the new due date to June 4, 2020, in response to the national state of emergency declared due to the COVID-19 pandemic. This extension applies to securities houses, investment administrators, and pension and severance fund administrators, who are also instructed to adhere to specific file naming conventions for their supporting documentation. Entities are encouraged to submit their responses early if completed before the new deadline, with further inquiries directed to the specified email address.
Share