Regulatory Alerts2006-01-01
Decision No. 061 of 2006
The Financial Regulatory Authority (FRA) issued Decision No. 061 of 2006 to grant in-principle approval for a memorandum regulating how certain brokerage companies manage shares linked to them through ownership and management ties. This regulatory measure establishes clear operational guidelines for brokerage firms regarding their affiliated shareholdings to ensure compliance and transparency. The decision formally validates the proposed framework, enabling affected brokerage companies to implement the specified treatment of linked shares under FRA oversight.
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Decision No. 061 of 2006
Regarding the in-principle approval of the submitted memorandum concerning the regulation of the treatment by certain brokerage companies of shares linked to them in ownership and management
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