Regulatory Alerts2010-06-15
Instruction COSOB No. 10-02 of June 15, 2010, on Documents to be Transmitted to the COSOB by the Central Securities Depository
The Commission d’Organisation et de Surveillance des Opérations de Bourse (COSOB) issued this instruction to define the specific documents, content, and transmission schedules that the Central Securities Depository must provide to ensure regulatory oversight. The directive mandates the submission of annual, quarterly, and monthly reports, alongside immediate notifications for technical incidents and updates on organizational changes or contracts. It further establishes transitional requirements for initial compliance and details the standardized formats for statistical and operational annexes.
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