Regulatory Alerts2025-06-02
Investor Charter for Research Analysts
The Securities and Exchange Board of India (SEBI) has issued an updated Investor Charter for Research Analysts to enhance financial consumer protection and literacy. The directive mandates that Research Analysts disclose the charter to clients and publish monthly data on complaints received and resolved via their websites and mobile applications. This circular rescinds previous regulations and enforces transparency in grievance redressal mechanisms, including the SCORES 2.0 and SMARTODR platforms.
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