Regulatory Alerts2020-01-01
Securities (Licensing) (Amendment No. 2) Rules 2020
The Financial Services Commission issued the Securities (Licensing) (Amendment No. 2) Rules 2020 to amend the First Schedule of the principal licensing framework. These amendments modify the definitions of Relevant Qualification and Relevant field by granting the Commission discretion to recognize alternative qualifications and fields beyond those explicitly listed. The revised licensing criteria take effect on 3 September 2020 under the Financial Services Act 2007 and Securities Act 2005.
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