Regulatory AlertsPS22/11: Improving the Appointed Representatives regime
The Financial Conduct Authority issued Policy Statement PS22/11 to implement changes to the Appointed Representatives regime. The document finalizes rules that took effect on 8 December 2022, following a consultation period that closed in March 2022. These regulatory updates aim to improve the oversight and governance of appointed representatives within the financial services sector.
Consultation opens: CP21/34
03/12/2021
Consultation closes
03/03/2022
Policy Statement
03/08/2022
Rule changes take effect
08/12/2022
08/12/2022
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