Regulatory AlertsDOC-2017-01 Q&A - Prohibition of promotional communications regarding investment services for certain financial contracts
The Autorité des marchés financiers (AMF) issued this document to clarify the prohibition of promotional communications related to investment services for specific financial contracts. The guidance, applicable as of May 3, 2021, interprets Article L. 533-12-7 of the Monetary and Financial Code and Article 314-7 of the AMF General Regulation. It serves as a doctrinal reference for firms to ensure compliance with advertising restrictions on these regulated products.
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II - Investment Products II. 2 - Other Investment Products Doctrines Commercialization
Q&A - Prohibition of promotional communications regarding investment services for certain financial contracts
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Applicable as of May 3, 2021 Position DOC-2017-01
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Article L. 533-12-7 of the Monetary and Financial Code
Article 314-7 of the AMF General Regulation Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02