Regulatory AlertsCP22/4: Quarterly Consultation Paper No. 35
The Financial Conduct Authority proposes regulatory amendments to clarify the MiFID II ancillary activities exemption in the absence of consolidated market size data. The regulator also seeks to complete the extension of research and inducement rules to collective portfolio managers, ensuring they align with requirements for investment firms. Additionally, the document outlines changes to conduct rules, standard listing provisions for shares, and continuing professional development approaches for retail investment advisers.
Share