Regulatory AlertsDOC-2010-09 Conditions for AMF Certification of Training Bodies for Market Actor Professional Knowledge Exams
The Autorité des Marchés Financiers (AMF) issues this instruction to define the specific characteristics of the professional knowledge examination for market actors. It details the mandatory content of the certification application dossier required from training organizations. Furthermore, it establishes the ongoing obligations that certified bodies must fulfill to maintain their status.
III - Service Providers III. 1 - Investment Service Providers III. 1.2. Organization Rules Doctrine Professional Certification
Certification by the AMF of an examination relating to the professional knowledge of market actors
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Applicable as of July 26, 2022 Instruction DOC-2010-09
Download Viewed Version Summary This instruction specifies the characteristics of the AMF examination, the content of the certification file, and the obligations incumbent upon certified bodies.
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This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Reference texts
Articles 312-3 to 312-5 of the General Regulation
Article 314-9 of the General Regulation
Articles 318-7 to 318-9 of the General Regulation
Articles 321-37 to 321-39 of the General Regulation
Article 325-26 of the General Regulation
This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Reference texts
Articles 312-3 to 312-5 of the General Regulation
Article 314-9 of the General Regulation
Articles 318-7 to 318-9 of the General Regulation
Articles 321-37 to 321-39 of the General Regulation
Article 325-26 of the General Regulation
This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Reference texts
Articles 312-3 to 312-5 of the General Regulation
Articles 318-7 to 318-9 of the General Regulation
Articles 321-37 to 321-39 of the General Regulation
Article 314-9 of the General Regulation
Article 325-26 of the General Regulation
This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Reference texts
Articles 312-3 to 312-5 of the General Regulation
Article 314-9 of the AMF General Regulation
Articles 318-7 to 318-9 of the General Regulation
Articles 321-37 to 321-39 of the General Regulation
This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Reference texts
Article 313-7-1 of the General Regulation
Article 313-7-2 of the General Regulation
Article 313-7-3 of the General Regulation
This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Reference texts
Article 313-7-1 of the General Regulation
Article 313-7-2 of the General Regulation
Article 313-7-3 of the General Regulation
This instruction specifies the characteristics of the certified examination, the content of the examination certification application file, and the obligations incumbent upon certified bodies.
Download the doctrine Legal notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02