Regulatory AlertsDOC-2017-06 Registration Procedure and Preparation of Information Document to be Filed with the AMF by Diversified Goods Intermediaries
The French Autorité des Marchés Financiers (AMF) issued Instruction DOC-2017-06 to detail the rules for establishing and registering information documents required from diversified goods intermediaries. The instruction specifies the guarantees intermediaries must provide, the mandatory content of the information documents, and their disclosure obligations toward investors and the regulator. This updated version incorporates renumbered provisions from the Pacte Law and reflects changes in fees and contributions applicable since 2019.
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