Regulatory Alerts2026-01-16
Superintendence Resolution No. 004-2026-SMV/10
The Superintendence of the Securities Market issued Resolution No. 004-2026-SMV/10 on January 16, 2026, to sanction Sociedad Agente de Bolsa Sura S.A. for failing to submit periodic information within the regulatory deadline. The entity was penalized with a fine of 3,468 Tax Units (UIT), equivalent to S/ 15,952.80, for a minor infraction under Annex I, numeral 3, subsection 3.1 of the Sanctions Regulation. This administrative measure enforces compliance with periodic reporting obligations established by applicable financial regulations.
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