2004-01-01

Book No. 34 of 2004 on Protecting Clients of Licensed Securities Brokerage Firms

The Financial Regulatory Authority issued Book No. 34 of 2004 to establish comprehensive safeguards for clients interacting with licensed securities brokerage firms. The decree mandates the implementation of optimal operational and procedural standards to mitigate risks and ensure fair treatment during brokerage transactions. It requires all licensed brokers to adhere to these protective measures, thereby enhancing market transparency and investor confidence in the securities sector.

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Home Uncategorized كتاب رقم 34 لعام 2004

كتاب رقم 34 لعام 2004

بشأن توفير أفضل الاساليب لحماية المتعاملين مع الشركات المرخص لها بمزاولة نشاط السمسرة فى الاوراق المالية

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