Regulatory Alerts2014-01-09
CMA Decision No. 11: List of Duly Registered Financial Intermediaries
The Capital Markets Authority, led by Chairman Riad Toufic Salameh, issued Decision No. 11 to officially publish the annual roster of duly registered financial intermediaries operating in Lebanon. The directive mandates the inclusion of specific entities, including Merrill Lynch Middle East and Beirut Brokerage Corporation, on the approved register pursuant to Article 29 of Law 161 of 2011. This list will be published in the Official Gazette and updated as necessary to maintain regulatory compliance for market participants.
*Note: The same numbering in the lists previously issued by the Central Bank of Lebanon was adopted Decision Number 11 List of Financial Intermediaries The Chairman of the Capital Markets Authority, Pursuant to Law 161 of August 17, 2011 on Capital Markets, particularly article 29, Declares the following, Article I: The list of Financial Intermediaries duly registered is published as follows:
- Merrill Lynch, Pierce, Fenner AT & Smith (Middle East) SAL
- Arab International Development & Investment CO. SAL
- Beirut Brokerage Corporation SAL
- Lebanese Dealers Corporation SAL
- Aksys Capital SAL
- Royal Forex Trading SAL
- Master Capital Group SAL
- Accurate Investment Brokers SAL
- Premium Capital Group SAL
- Berytus Capital SAL
- Trust Capital SAL
- First Capital and Trust SAL Article II: This decision shall be published in the Official Gazette and communicated when need be. BEIRUT, January 9, 2014 Chairman of the CMA / Governor of the Central Bank of Lebanon Riad Toufic Salameh (Signature)