Regulatory Alerts2025-12-09
Access to recording of webinar for Financial Services Providers
The Financial Sector Conduct Authority (FSCA) informs registered Financial Services Providers (FSPs) that the recording of a recent webinar is now available on its YouTube channel. This webinar, titled 'Compliance Arrangements,' details the legal framework, legislative requirements under the FAIS Act and Regulations, and various aspects concerning Compliance Officers, including their definition, establishment of a compliance function, responsibilities, and monitoring. FSPs are encouraged to access this resource for comprehensive guidance on their compliance obligations.
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