Regulatory Alerts2026-03-10
Law on the Application of Measures Against Market Abuse with Financial Instruments
The Financial Supervision Commission implements EU Regulation 596/2014 to prevent and detect market abuse, including insider dealing and market manipulation, by exercising supervisory powers and imposing administrative sanctions. The law establishes strict procedures for reporting violations, ensuring whistleblower protection, confidentiality, and non-retaliation for employees who disclose information. It empowers the Commission to enforce compulsory administrative measures, such as trading bans and license revocations, while defining specific financial penalties for individuals and legal entities based on the severity and recurrence of offenses.
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