RegAlert2014-08-01
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CP14/15: Recovery and Resolution Directive
The Financial Conduct Authority proposes changes to its Handbook to transpose the Recovery and Resolution Directive into the UK regulatory regime for investment firms and certain group entities. These proposals specifically target solo-regulated IFPRU 730k firms, covering a population of approximately 230 entities, as well as group entities within groups containing such firms or credit institutions. The regulator invites stakeholders to submit comments on these proposals by 1 October 2014 via written submission or an online response form.
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This Consultation Paper sets out the proposed changes to our Handbook that are required to transpose the Recovery and Resolution Directive (RRD) into the UK regulatory regime for the investment firms and certain group entities that we regulate prudentially and that fall within the scope of the RRD.
Who is this Consultation Paper aimed at?
The proposals in this Consultation Paper apply to investment firms that are solo-regulated by the Financial Conduct Authority (FCA) and that meet the definition in our Handbook of an IFPRU 730k firm. The current population covers approximately 230 firms. It also applies to group entities in a group that contains a 730k firm or credit institution. This may also include certain types of firms that are authorised by the FCA.
Consultation paper 14/15
What are the next steps?
We want to know what you think of our proposals. Please send us your comments by 1 October 2014 in writing or using the online response form .
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Source: Financial Conduct Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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FCA published 8 documents in the last 30 days. We email you each new one the day it's published.