PS21/20: Changes to UK MiFID’s conduct and organisational requirements

The Financial Conduct Authority issued Policy Statement PS21/20 to implement changes to the UK's MiFID conduct and organisational requirements. The document finalizes rules following consultation CP21/9, which ran from April to June 2021, to align domestic regulations with updated standards. These adjustments aim to enhance investor protection and ensure firms adhere to rigorous operational and conduct standards within the UK financial market.

United Kingdom

Financial Conduct Authority

Consultation opened: CP21/9 Read more about Consultation opened: CP21/9

28/04/2021

Consultation closed

23/06/2021

Policy statement

30/11/2021