Regulatory Alerts2014-04-02
Resolution of 12 March 2014 by the National Securities Market Commission modifying Annex I of the Resolution of 16 November 2011 creating and regulating the CNMV Electronic Registry
The Spanish National Securities Market Commission (CNMV) issued a resolution on 12 March 2014 to modify Annex I of its 2011 Resolution establishing the Electronic Registry, incorporating four new standardized electronic procedures. These additions mandate the electronic submission of periodic information for Bank Asset Funds, collective investor complaints, allegations by entities subject to such complaints, and characteristics of warrant issuances via the CIFRADOC/CNMV service. The resolution updates the registry's catalog of normal electronic documents to align with recent circulars and regulations, ensuring efficient data processing and compliance with European standards.
Share