Regulatory Alerts2018-02-12
Public Notice on Advertisements for the Protection of Consumers of Financial Services
The Securities and Exchange Commission mandates that only licensed entities may publish financial service advertisements and prohibits all ads from being unclear, false, or misleading. Market operators are required to ensure their promotional materials comply with specific regulatory standards set out in the Securities Industry Act 2016 and related regulations. Non-compliant advertisements must be corrected within seven days of the notice, or the Commission will enforce legal sanctions.
Share