Regulatory Alerts2021-11-10
FM.S.3.1 – Matters to be Included by a Registered Exchange in its Listing Requirements
The regulator issued FM.S.3.1 to define the mandatory content and structural elements that registered exchanges must incorporate into their listing requirements. This framework explicitly mandates the disclosure of eligibility criteria, financial thresholds, corporate governance standards, and continuous compliance obligations for all listed entities. By standardizing these core components, the guideline enhances market transparency and ensures consistent regulatory oversight across trading venues.
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