2021-11-10

Matters to be Included in Code of Conduct

The regulator issued this directive to specify the mandatory components that entities must incorporate into their Code of Conduct. The requirements outline essential governance standards, compliance obligations, and reporting protocols that ensure consistent regulatory adherence across operations. Organizations must align their existing frameworks with these stipulated matters to maintain compliance and avoid regulatory penalties.

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Create Date November 10, 2021

Last Updated October 22, 2024

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