Guidance on the duty of responsibility: PS17/9

The Financial Conduct Authority issued Policy Statement 17/9 to provide final guidance on the duty of responsibility for senior managers. This document sets out the expectations for senior managers to take reasonable steps to ensure the effective control of their areas of responsibility within regulated firms. The guidance was finalized following an open consultation period that closed in January 2017.

United Kingdom

Financial Conduct Authority

Open consultation: CP16/26 Read more about Open consultation: CP16/26

28/09/2016

Consultation closes

09/01/2017

Policy statement: PS17/9 Read more about Policy statement: PS17/9

03/05/2017