Regulatory AlertsCircular 03-2018: Implementation of Risk-Based Supervision
The Superintendency of the Securities Market (SMV) of Panama has initiated a risk-based supervision implementation project in collaboration with A2F Consulting to strengthen market oversight and align with international best practices. The SMV requests that regulated entities, including stock exchanges and investment managers, provide factual information through an online survey administered by the consulting firm, clarifying that this is a fact-finding exercise rather than an audit. Responses will be kept strictly confidential and reported in aggregate form to protect entity identities while informing the regulatory evolution of the Panamanian securities market.
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