Regulatory Alerts2019-01-01
Securities (Authorisation of Foreign Investment Dealers) (Amendment) Rules 2019
The Financial Services Commission issued these rules to amend the Securities (Authorisation of Foreign Investment Dealers) Rules 2010 by deleting rule 10. Made under sections 93 and 155 of the Financial Services Act 2007 and Securities Act 2005, the amendment streamlines the regulatory framework for foreign investment dealers. The rules were formally enacted on 18 October 2019 and take effect on 16 November 2019.
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