Regulatory Alerts2023-03-24
Guideline on the Preparation and Submission of Reports on Transactions and Trading with Financial Instruments Executed at a Stock Exchange-Operated Trading Venue and Reports by Data Reporting Services Providers
The Croatian Financial Services Supervisory Agency (Hanfa) issued this Guideline to standardize the format, electronic signing, and submission procedures for stock exchanges’ daily transaction reports, supervisory reports as Approved Publication Arrangements (APA), and data reporting services providers’ submissions. It mandates electronic XML filing through the reports.hanfa.hr portal and establishes fallback delivery channels—electronic contact point, postal service, or personal handover—with an eight-day compliance window following technical disruptions. The Guideline replaces the December 2013 Technical Guideline, entered into force on 3 April 2023, and applies to all reports submitted by stock exchanges operating regulated markets or trading venues.