Regulations amending supervisory reporting for institutions for occupational retirement provision (FFFS 2021:31)

Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the law. 1 Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2019:22) regarding supervisory reporting for institutions for occupational retirement provision; decided on 14 September 2021. Finansinspektionen prescribes pursuant to Chapter 5, section 2 of the Institutions for Occupational Retirement Provision Ordinance (2019:809) and section 15 of the Official Statistics Ordinance (2001:100) that Appendix 8 of Finansinspektionen’s regulations and general guidelines (FFFS 2019:22) regarding supervisory reporting for institutions for occupational retirement provision shall have the following wording.

---

These regulations shall enter into force on 28 September 2021. ERIK THEDÉEN Joakim Ström FFFS 2021:31 Published on 20 September 2021

Appendix 8 REPORTING OF GROUP-BASED OWN FUNDS AND GROUP-BASED CAPITAL REQUIREMENTS TABLE OF CONTENTS A. GENERAL DISCLOSURES B. COMPILATION OF OWN FUNDS AND CAPITAL REQUIREMENTS – GROUP COMP. REG. NO. INSTITUTION NUMBER PERIOD INSTITUTION HANDLED BY TELEPHONE NUMBER

SEK/EUR YES/N REPORTING OF GROUP-BASED OWN FUNDS AND GROUP-BASED CAPITAL REQUIREMENTS A. GENERAL DISCLOSURES A1 Reporting currency A2 Associated undertakings A3 Exception A4 Calculation for group as per sector rules A5 COMMENTS (maximum 2,000 characters) COMP. REG. NO. INSTITUTION NUMBER PERIOD INSTITUTION HANDLED BY TELEPHONE NUMBER

B1 Own funds before adjustments at group level REPORTING OF GROUP-BASED OWN FUNDS AND GROUP-BASED CAPITAL REQUIREMENTS Amounts are stated as whole numbers B. COMPILATION OF OWN FUNDS AND CAPITAL REQUIREMENTS – GROUP Company name Total Firm 1 Firm 2 Firm 3 Firm 4 K1 K2 K3 K4 K5* Participation in per cent (2 decimals) Adjustments: B2 Deduction – Carrying amount of shares in group firms B3 Deduction – Subordinated loans within the group B4 Deduction – Other double-accounting B5 Deduction – Some items that may be included at a limited amount B6 Deduction – Internally generated capital B7 Other adjustments B8 Consolidated own funds (B1-(B2:B7))= B9 Group-based capital requirements B10 Surplus/deficit (B8-B9) =

• Finansinspektionen’s online service for reporting more firms allows for the use of additional columns. COMP. REG. NO. INSTITUTION NUMBER PERIOD INSTITUTION HANDLED BY TELEPHONE NUMBER