Regulatory AlertsDOC-2006-09 Examination for the Granting of Professional Cards for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI)
The French Financial Markets Authority (AMF) issued Instruction DOC-2006-09 to define the administrative and procedural framework for the professional card examinations for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI). The instruction details the exam content, candidate registration procedures, examination duration, result publication, and applicable fees. It also provides the necessary application forms for obtaining these professional cards and registering for the associated training courses.
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III - Service Providers III. 1 - Investment Service Providers III. 1.2. Organization Rules Doctrine Compliance
Examination for the Granting of Professional Cards for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI)
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Applicable as of June 26, 2018 Instruction DOC-2006-09
Download Viewed Version Summary The instruction specifies the content, candidate registration procedures, exam summons, duration, result communication, and registration fees for the examination for the granting of RCCI and RCSI professional cards. Application forms for the issuance of RCSI and RCCI professional cards are provided in the appendices.
Download the doctrine
Download the full overview of the doctrine Reference texts
Article 318-23 of the General Regulation
Article 318-33 of the General Regulation
Article 312-23 of the General Regulation
Article 312-33 of the General Regulation
Article 321-56 of the General Regulation
Article 321-66 of the General Regulation
RCSI Forms, including Appendix 1 of AMF Instruction DOC-2006-09
RCCI Forms, including Appendix 2 of AMF Instruction DOC-2006-09 Archives
The instruction specifies the content, candidate registration procedures, exam summons, duration, result communication, and registration fees for the examination for the granting of RCCI and RCSI professional cards. Application forms for the issuance of RCSI and RCCI professional cards are provided in the appendices.
Download the doctrine
Download the full overview of the doctrine Reference texts
Article 313-32 of the General Regulation
Article 313-42 of the General Regulation
Article 318-23 of the General Regulation
Article 318-33 of the General Regulation
RCSI Forms, including Appendix 1 of AMF Instruction DOC-2006-09
RCCI Forms, including Appendix 2 of AMF Instruction DOC-2006-09
The instruction specifies the content, candidate registration procedures, exam summons, duration, result communication, and registration fees for the examination for the granting of RCCI and RCSI professional cards. Application forms for the issuance of RCSI and RCCI professional cards are provided in the appendices.
Download the doctrine Reference texts
Article 313-32 of the General Regulation
Article 313-42 of the General Regulation
Article 318-23 of the General Regulation
Article 318-33 of the General Regulation
RCSI Forms, including Appendix 1 of AMF Instruction DOC-2006-09
RCCI Forms, including Appendix 2 of AMF Instruction DOC-2006-09
Download the doctrine
Download the full overview of the doctrine
Application form for the issuance of an RCSI professional card
Application form for the issuance of an RCCI professional card
Standard application form for RCSI training registration
Standard application form for RCCI training registration
Download the doctrine
Download the full overview of the doctrine
Download the doctrine Legal notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02