2021-11-11

GEN.S.10.9 – Code of Conduct

The regulator issued the GEN.S.10.9 Code of Conduct to establish mandatory behavioral standards for authorized firms and individuals. This document outlines specific obligations regarding professional competence, integrity, and client treatment, ensuring consistent market practices. Updated in October 2024, the code requires ongoing compliance monitoring and provides clear enforcement guidelines for regulatory breaches.

Namibia

Namibia Financial Institutions Supervisory Authority

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Create Date November 11, 2021

Last Updated October 22, 2024

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