Regulatory Alerts2014-08-21
SEC Circular on Ghana Securities Industry Association Recognition and Membership Requirements
The Securities and Exchange Commission of Ghana requires all capital market operators to join the Ghana Securities Industry Association (GSIA) and maintain good standing as a condition for license renewal. Operators must submit GSIA confirmation letters with renewal applications and complete a designated form upon collecting their licenses to verify membership dues payment. This mandate strengthens GSIA’s status as a recognized self-regulatory organization, ensuring active industry participation and informed policy development.
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