Regulatory Alerts2020-11-23
Financial Services Businesses Instruction (Number 04)
The Guernsey Financial Services Commission issued this instruction to address risks associated with customer due diligence evidence from introducers in secrecy jurisdictions. The regulator requires financial services businesses to review compliance with specific regulations and ensure introducers can provide CDD information without delay. Businesses must remediate identified deficiencies or discontinue relationships by 26 February 2010.
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