Regulatory Alerts2015-06-29
Circular 1/2015 of the National Securities Market Commission on Data and Statistical Information of Market Infrastructures
The Spanish National Securities Market Commission (CNMV) issued Circular 1/2015 to regulate the statistical data and records that market infrastructures must capture, store, and report for supervisory purposes. The regulation applies to trading and post-trading entities, including official secondary markets, multilateral trading systems, central counterparties, and central securities depositories, while excluding the Bank of Spain. It mandates the submission of dynamic and static data sets through specific technical formats and periodicity to ensure accurate oversight of market operations and financial instruments.
Share