Regulatory Alerts2023-07-10
Circular Letter- Amendments to the MMRF Forms
The Trinidad and Tobago Securities and Exchange Commission has amended the Client Assets Managed fields within the Micro and Macro-Prudential Reporting Framework forms to distinguish between Collective Investment Schemes, Private Wealth Clients, and Other Clients. These changes modify the Cover Sheet and Balance Sheet (MMRF01) by adding specific line items for Private Wealth Clients and establishing separate totals for each client category. The Commission will implement these amended forms for the reporting quarter ending June 30, 2023.
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