Regulatory Alerts2013-01-01 | FIN-FSA Regulations and guidelines 13/2013Public Insider List for Market Participants, Occupational Pension Insurance Companies and Fund Management Companies
The Finnish Financial Supervisory Authority (FIN-FSA) issued Regulations and Guidelines 13/2013 to establish a public insider list for market participants, occupational pension insurance companies, and fund management companies. The document specifies the required forms for initial, change, ownership, and supplementary notifications, with the regulation entering into force on July 1, 2013, and being amended on January 23, 2018. This regulatory framework ensures transparency regarding insider information held by key financial entities under FIN-FSA supervision.
These regulations and guidelines are unfortunately available only in Finnish and Swedish. Please find a link to the Swedish version here.
Regulations and Guidelines 13/2013 (pdf)
Public Insider List for Market Participants, Occupational Pension Insurance Companies and Fund Management Companies
Effective from 1 July 2013
Amended on 23 January 2018
Appendix 1 Initial or Change Notification Appendix 2 Ownership Notification Appendix 3 Supplementary Notification
Regulations and Guidelines 13/2013 Public Insider List for Market Participants, Occupational Pension Insurance Companies and Fund Management Companies (version 2) (pdf)
More information
Supervision releases
Updates to FIN-FSA regulations and guidelines due to national transposition of MiFID II
1 February 2018
FIN-FSA regulations and guidelines
Commencement of activities
Payment institutions and persons providing payment services without a license
Consumer credit providers and peer-to-peer loan intermediaries
Organisation of supervised entities’ operations
Organization of investment fund activities and procedures
Outsourcing in supervised entities belonging to the financial sector
Reporting of mortgage bank operations
Alternative Investment Fund Managers (AIFMs)
Organization of investment services activities and procedures
Preventing Money Laundering and Terrorist Financing
Customer due diligence related to compliance with sanctions regulation and national freezing orders
Risk management
Risk reporting by credit institutions
Reporting of funding plans
Management of operational risk in supervised entities of the financial sector
Management of credit risk and assessment of creditworthiness by supervised entities in the financial sector
Risk management concerning mortgage bank operations
Accounting, financial statements and management report
Regulations and guidelines on accounting, financial statements and management reports: Insurance companies, occupational pension insurance companies, insurance associations, insurance holding companies, branches of third-country insurance companies and statutory pension institutions
Regulations and guidelines on accounting, financial statements and management reports: Pension funds and pension foundations
Regulations on accounting, financial statements and management reports: Sickness funds and funeral and severance allowance funds
Financial sector regulations and guidelines on reporting of financial information (FINREP)
Accounting, financial statements and management report of the financial sector
Capital adequacy
Common European Reporting (COREP)
Regulations and Guidelines related to the Capital Requirements Regulation
Prudential reporting for investment firms (IF)
Conduct of Business
Methods used to calculate the maximum compensation charged for early repayment of housing loans
Disclosure of expenses and returns of long-term savings agreements and insurance policies
Calculation of maximum loan-to-value ratio
Procedures to be followed in banking services
Management of default risks in consumer lending
Operations of securities markets
Takeover bid and the obligation to launch a bid
Public Insider List for Market Participants, Occupational Pension Insurance Companies and Fund Management Companies
Third-country trading counterparts
Regulations and guidelines on disclosure obligation
Insurance operations