Regulatory Alerts2015-01-01
Decision of the Board of Directors of the Public Authority for Financial Regulation No. 125 of 2015 on Experience and Competence Rules for Managers of Securities Companies (Amended 2016)
The Public Authority for Financial Regulation’s Board of Directors issued Decision No. 125 of 2015 to establish experience and competence requirements for managers of securities companies. This regulatory framework was subsequently amended on September 25, 2016, through Decision No. 109, which revised Article One and fully replaced the text of Article Five. The updated provisions continue to govern the professional qualifications and operational standards for leadership within regulated securities firms.
Share