Regulatory Alerts2024-11-14
Regulatory Bylaw No. (30) for Trading Securities for Investors via the Internet
The Iraq Securities Commission issued Regulatory Bylaw No. (30) to govern the provision of online securities trading services by licensed intermediaries on the Iraq Stock Exchange. The regulation mandates strict operational, technical, and financial requirements for intermediaries, including risk disclosures, Know Your Customer (KYC) protocols, and real-time market data provision. It establishes clear procedures for account opening, order execution, settlement, and compliance monitoring to protect investors and ensure market integrity.
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