DOC-2024-06 Distribution of actively managed certificates (AMC)

The Autorité des marchés financiers (AMF) issued Recommendation DOC-2024-06 to remind market participants of regulatory requirements for distributing actively managed certificates (AMC) to non-professional clients. The document outlines specific provisions aimed at enhancing investor protection during the commercialization of these financial instruments. It serves as a doctrinal guide for asset managers and distributors to ensure compliance with best practices for client relations.

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IV - Commercialization - Client Relations IV. 2 - Specific provisions for certain products Doctrine Asset Management

Distribution of actively managed certificates or "actively managed certificates" (AMC)

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Applicable as of October 28, 2024 Recommendation DOC-2024-06

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Download Viewed version Summary Recommendation DOC-2024-06 recalls certain regulatory requirements applicable in the context of the distribution of actively managed certificates or actively managed certificates (AMC) to non-professional clients and issues recommendations for the purpose of better investor protection.

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Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02