2006-01-01

Decision No. 67 of 2006 on Securities Brokerage Company Establishment and Licensing

The Financial Regulatory Authority issued Decision No. 67 of 2006 to establish the foundational requirements and licensing procedures for securities brokerage companies. The regulation mandates specific capital thresholds, organizational structures, and operational standards that firms must meet to obtain regulatory approval. It further outlines the ongoing compliance obligations and supervisory framework governing the daily activities of licensed brokerage entities.

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Home Uncategorized قرار رقم 67 لعام 2006

قرار رقم 67 لعام 2006

بشأن متطلبات تأسيس شركات السمسرة فى الأوراق المالية و الترخيص لها بمباشرة النشاط

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